Solutions for Regulated Financial Advisory
PlutoIFA isn’t a MiFID tool or an IDD bolt-on—it’s a governed advice operating solution. MiFID and IDD/IBIP are simply different rulebooks applied to the same controlled lifecycle.
MiFID Compliant
IDD/IBIP Ready
Multi-Jurisdictional
One Governed Lifecycle for All Regulated Advice
From onboarding to exit, PlutoIFA provides a unified, workflow-driven solution that embeds compliance into every stage—whether you’re serving MiFID clients, IDD distribution, or IBIP advice.
1
Marketing
2
Onboarding
3
Suitability
4
Advice Delivery
5
Review
6
Exit
Solutions for IDD Firms
Insurance Distribution Directive compliance built into your workflow
Solutions for MiFID Firms
Markets in Financial Instruments Directive—unified client lifecycle management
Why PlutoIFA for Regulated Advice?
Because compliance is already done—it’s embedded in the workflow, not layered on top.
Governed by Design
Firm-defined workflows ensure consistency. Advisers execute within guardrails. Compliance monitoring is automatic. No more “hoping advisers did it right.”
Evidence-Grade Records
Every email, call, Teams meeting, document, and decision is linked to the client record. Complete audit trail from first contact to ongoing review.
Built for Growth
Standardized processes mean you can scale client numbers, add advisers, and enter new markets without proportional compliance overhead.
Ready to Transform Your Regulated Advice Operations?
Join leading financial advisers who trust PlutoIFA to power their client relationships and portfolio management—on a single, governed solution.
